Systems and methods for creating copies of data, such as archive copies

ABSTRACT

A system and method of creating archive copies of data sets is described. In some examples, the system creates an archive copy from an original data set. In some examples, the system creates an archive copy when creating a recovery copy for a data set. In some examples, the system creates a copy without redundant data, and then encrypts the data set.

CROSS-REFERENCE TO RELATED APPLICATION(S)

This application is a continuation of U.S. patent application Ser. No.13/424,830, filed Mar. 20, 2012, now U.S. Pat. No. 8,392,677, entitledSYSTEMS AND METHODS FOR CREATING COPIES OF DATA, SUCH AS ARCHIVE COPIES,which is incorporated herein by reference in its entirety and which is acontinuation of U.S. patent application Ser. No. 11/950,376, filed onDec. 4, 2007, now U.S. Pat. No. 8,140,786, entitled SYSTEMS AND METHODSFOR CREATING COPIES OF DATA, SUCH AS ARCHIVE COPIES, which isincorporated herein by reference in its entirety and which claimspriority to the following patent applications, all of which areincorporated by reference in their entireties: U.S. Provisional PatentApplication No. 60/882,884, filed on Dec. 29, 2006, entitled SYSTEMS ANDMETHOD FOR CREATING COPIES OF DATA, SUCH AS REFERENCE ARCHIVE COPIES,U.S. Provisional Patent Application No. 60/871,737, filed on Dec. 22,2006, entitled SYSTEM AND METHOD FOR STORING REDUNDANT INFORMATION, U.S.Provisional Patent Application No. 60/882,883, filed on Dec. 29, 2006,entitled SYSTEM AND METHOD FOR ENCRYPTING DATA TO BE ARCHIVED, U.S.Provisional Patent Application No. 61/001,485, filed on Oct. 31, 2007,entitled SYSTEM AND METHOD FOR ENCRYPTING SECONDARY COPIES OF DATA, andU.S. Provisional Application No. 60/868,518, filed on Dec. 4, 2006,entitled METHOD AND SYSTEM FOR RETENTION OF DOCUMENTS.

This application incorporates the following applications by reference:U.S. patent application Ser. No. 11/694,869, filed on Mar. 30, 2007, nowU.S. Pat. No. 7,882,077, entitled METHOD AND SYSTEM FOR OFFLINE INDEXINGOF CONTENT AND CLASSIFYING STORED DATA, and U.S. patent application Ser.No. 11/564,119, filed on Nov. 28, 2006, now U.S. Pat. No. 7,668,884,entitled SYSTEMS AND METHODS FOR CLASSIFYING AND TRANSFERRINGINFORMATION IN A STORAGE NETWORK.

BACKGROUND

Corporations and other organizations routinely copy data produced and/orstored by their computer systems in order to retain an archive of thedata. For example, a company might retain data from computing systemsrelated to e-commerce, such as databases, file servers, web servers, andso on. The company may also retain data from computing systems used byemployees, such as those used by an accounting department, marketingdepartment, engineering, and so on.

Often, such retention and/or archiving amasses large amounts of data.There may be data copied or retained by way of periodic or one-timebackups, continuous data protection (CDP) backups, snapshot backups, andso on. The data may include personal data, such as financial data,customer/client/patient contact data, audio/visual data, and other typesof data. Organizations may also retain data related to the correctoperation of their computer systems, such as operating system files,application files, user settings, and so on.

Once the stored data has aged a certain amount of time, the data storagesystems may send the data to a data archive that stores the data for aslong as is required. Typical data storage systems create a first storagecopy for short term data recovery and after a certain time send thecopies to an archive for long term storage. Thus, organizations arestoring large amounts of data in their data archives at great expense.

Organizations increasingly rely on computer systems to produce and storecritical information and the retention and recovery of data may causeproblems in their operation and overall effectiveness. For example, adata storage system may receive an identification of a file location tostore and create one or more storage files containing the contents ofthe stored file and/or location. The data storage system can thenrestore data from these storage files (such as backup files) shouldanything happen to the original data.

At times, organizations may want to quickly access data stored in theirdata archives. For example, an organization may receive a discoveryrequest for a small amount of email data. Although the amount ofrequested data may be small, the data storage system may need to searchmany archive files (such as backup tapes) to find the requested data.

Companies are often required to retain documents in archive files inorder to comply with various regulations. For example, when a company isin litigation, the company may be required to retain documents relatedto the litigation. Employees are often asked not to delete anycorrespondence, emails, or other documents related to the litigation.Recently enacted amendments to Federal Rules of Civil Procedure (FRCP)place additional document retention burdens on a company. According toGartner, “Several legal commentators believe that the heart of theproposed changes to FRCP is the formal codification of “electronicallystored information” (ESI) and the recognition that the traditionaldiscovery framework dealing with paper-based documents is no longeradequate.” Legal discovery of electronic information has emerged as akey requirement for today's enterprise in recent years, and the newfederal rules both strengthen and expand those requirements.

Complying with all of the regulations related to document retention canbe difficult, particularly when many employees may have relevantdocuments stored under their control that are relevant to the issue athand. Penalties for violation of regulations related to documentretention can be steep, and executives and business managers wantconfidence that employees are taking appropriate steps to comply withthe regulations. Employees may forget about requests to retaindocuments, or may not think that a particular document is relevant whenothers would disagree.

Companies also need provisions for finding retained documents.Traditional search engines accept a search query from a user, andgenerate a list of search results. The user typically views one or twoof the results and then discards the results. However, some queries arepart of a longer-term, collaborative process. For example, when acompany receives a legal discovery request, the company is oftenrequired to mine all of the company's data for documents responsive tothe discovery request. This typically involves queries of differentbodies of documents lasting days or even years. Many people are oftenpart of the query, such as company employees, law firm associates, andlaw firm partners. The search results must often be viewed by more thanone of these people in a well-defined set of steps (i.e., a workflow).For example, company employees may provide documents to a law firm, andassociates at the law firm may perform an initial reading of thedocuments to determine if the documents contain relevant information.The associates may flag documents with descriptive classifications suchas “relevant” or “privileged.” Then, the flagged documents may go to alaw firm partner that will review each of the results and ultimatelyrespond to the discovery request with the set of documents thatsatisfies the request.

Collaborative document management systems exist for allowing multipleusers to participate in the creation and revision of content, such asdocuments. Many collaborative document management systems provide anintuitive user interface that acts as a gathering place forcollaborative participants. For example, Microsoft Sharepoint Serverprovides a web portal front end that allows collaborative participantsto find shared content and to participate in the creation of new contentand the revision of content created by others. In addition to directlymodifying the content of a document, collaborative participants can addsupplemental information, such as comments to the document. Manycollaborative document management systems also provide workflows fordefining sets of steps to be completed by one or more collaborativeparticipants. For example, a collaborative document management systemmay provide a set of templates for performing common tasks, and acollaborative participant may be guided through a wizard-like interfacethat asks interview-style questions for completing a particularworkflow.

The foregoing examples of some existing problems with data storage,archiving, and restoration are intended to be illustrative and notexclusive. Other limitations will become apparent to those of skill inthe art upon a reading of the Detailed Description below.

BRIEF DESCRIPTION OF THE DRAWINGS

FIG. 1A is a block diagram illustrating a data archival and dataretrieval system.

FIG. 1B is a block diagram illustrating an alternative data archivalsystem.

FIG. 1C is a block diagram illustrating an alternative data archivalsystem.

FIG. 2A is a block diagram illustrating components of a data stream.

FIG. 2B is a block diagram illustrating an example of a data storagesystem.

FIG. 2C is a block diagram illustrating components of server used indata storage operations.

FIG. 3 is a block diagram illustrating components used to create anarchive file and store an archive copy.

FIG. 4 is a block diagram illustrating the architecture of an archivefile.

FIG. 5 is a schematic diagram illustrating the storage of data chunks onstorage components.

FIG. 6 is a flow diagram illustrating an exemplary routine for copyingdata.

FIG. 7 is a flow diagram illustrating an exemplary routine for creatingan archive copy of data.

FIG. 8 is a flow diagram illustrating an exemplary routine for reducinga data set to single instances of data.

FIG. 9 is a flow diagram illustrating an exemplary routine for indexingan archive copy of a data set.

FIG. 10 is a flow diagram illustrating an exemplary routine forencrypting an archive copy of a data set.

FIG. 11 is a block diagram illustrating a storage policy for creating adata archive for an existing archived data set.

FIG. 12 is a block diagram illustrating an alternative data archive andretrieval system.

FIG. 13 is a flow diagram illustrating an exemplary routine creating anarchive copy of data from an archived data set.

FIG. 14 is a block diagram illustrating an example architecture forintegrating a collaborative search system with a collaborative documentmanagement system.

FIG. 15 is a block diagram illustrating an example integration of acontent indexing system to provide access to disparate data sources.

FIG. 16 is a schematic diagram illustrating integration of parsers witha typical collaborative document management system.

FIG. 17 is a flow diagram illustrating typical processing in response toa document retention request.

COPYRIGHT NOTICE

A portion of the disclosure of this patent document contains materialthat is subject to copyright protection. The copyright owner has noobjection to the facsimile reproduction by anyone of the patent documentor the patent disclosures, as it appears in the Patent and TrademarkOffice patent files or records, but otherwise reserves all copyrightrights whatsoever.

DETAILED DESCRIPTION

Examples of the technology provided below describe systems and methodsof creating an archive copy or copies of a data set. Although describedin connection with certain examples, the systems described herein areapplicable to and may employ any wireless or hard-wired network or datastorage system that stores and conveys data and information from onepoint to another, including communication networks, enterprise networks,storage networks, and so on.

Examples of the technology describe a method and system of creating anarchive copy from one or more secondary copies that are created from anoriginal data set, or primary or production copy, such as data from afile system. For example, instead of using certain types of secondarycopies, such as recovery copies, snapshot volumes, and so on, to archivedata (e.g., waiting until a recovery copy has aged a certain time periodand then storing some or all of the recovery copy as an archive copy),the system creates an archive copy of the data during or soon aftercreating other secondary copies. That is, the system may create acertain type of secondary copy that may be used for long term archivalpurposes from any data under management by the system. For example, thiscopy may be single instanced and then encrypted, unlike other secondarycopies under management by the system.

Alternatively, examples of the technology describe a method and systemof creating the archive copy directly from the primary copy (i.e., theoriginal data set), such as the primary copy of a file system, anexchange server, a SQL database, and so on. For example, the system maycreate an archive copy of data without first making creating othersecondary copies.

Furthermore, examples of the technology describe a method and system ofcreating an archive copy from a previously archived data set, such as adata set archived using a different system. For example, the system mayreceive an archived data set, extract the data, and create an archivecopy of the data using the methods described herein.

In some cases, the system may reduce, remove, or erase redundant datawhen creating the archive copy. For example, the system may remove dataobjects already under management by the system, such as files, emails,attachments, application data, and so on. Thus, the system may onlytransfer data objects not previously stored to the archive copy,reducing the time to create the archive copy by only transferring new ormodified data objects and reducing the cost to create the archive copyby using fewer resources in creating the archive copy.

In some cases, the system may index the content of the data whencreating the archive copy. Instead of indexing data at a data source(such as at the file system), the system may index the data as ittransfers the data to the archive copy. Such indexing may allow users ofthe system to search for and retrieve data from an archive copy viasearch user interfaces. Thus, the system may create a data archive thatis easily searchable by users, reducing the cost of resources and timefor data retrieval requests, such as discovery requests.

In some cases, the system may encrypt or otherwise add security to thedata or a portion of the data when creating the archive copy. Forexample, instead of encrypting a recovery copy (or other copies of anoriginal data set that may not require secure storage), the systemoptionally encrypts the archive copy during or after creating that copy,in order to provide a secure but restorable data set for deployment tooffsite locations.

In some cases, the system first single instances (that is, removes anyredundant data) when creating the archive copy and then encrypts thearchive copy. For example, the system may receive data to be archived,single instance the data by comparing the data to other data undermanagement by the system, and then encrypt the data not found in thecomparison. The system may create two separate databases when creatingthe archive copy, one that stores information related to the data (suchas unique hashes computed for all data within a data set) and one thatstores information identifying locations where archived copies of thedata set are stored.

Examples of the technology employ the archive copies described herein toassist in complying with document retention regulations and to leveragea collaborative document management system to improve searches formultiple users. The system may look to the archive copies along with adata classification and content indexing system when searching acompany's documents, email, and other content.

In some cases, the search may be based on keywords within a document orsupplemental information, such as data classification tags associatedwith the document and other metadata. Searches may be performed on livedata within the company as well as on archive copies, other secondarycopies, and across all data under management by the system. The systemmay also maintain an index of all of the content available anywhereunder management.

In some cases, the system may secure search results based on a company'sdata using a security system. For example, some users may not haveaccess to documents containing certain keywords or related to sensitivecompany information such as trade secrets or business strategy.

In some cases, the system employs a media management system to manageand control the movement of data to and from media and media storagelibraries. Thus, a document retention system that interoperates with acontent indexing system, a security system, a media management system,and a collaborative document management system can provide an integrateddocument retention and collaborative search experience to a user.

Various examples of the technology will now be described. The followingdescription provides specific details for a thorough understanding andenabling description of these examples. One skilled in the art willunderstand, however, that the system may be practiced without many ofthese details. Additionally, some well-known structures or functions maynot be shown or described in detail, so as to avoid unnecessarilyobscuring the relevant description of the various examples.

The terminology used in the description presented below is intended tobe interpreted in its broadest reasonable manner, even though it isbeing used in conjunction with a detailed description of certainspecific examples of the system. Certain terms may even be emphasizedbelow; however, any terminology intended to be interpreted in anyrestricted manner will be overtly and specifically defined as such inthis Detailed Description section.

Suitable System

Referring to FIG. 1, a block diagram illustrating a data archival anddata retrieval system 100 is shown. Unless described otherwise herein,aspects of the system may be practiced with conventional systems. Thus,the construction and operation of the various blocks shown in FIG. 1 maybe of conventional design, and need not be described in further detailherein to make and use the system, because such blocks will beunderstood by those skilled in the relevant art. One skilled in therelevant art can readily make any modifications necessary to the blocksof FIG. 1 (or other examples or Figures) based on the detaileddescription provided herein.

The system 100 may include a file system 110 that creates, modifiesand/or updates originally created data 115 (that is, data is firstcreated by file system 110). The created data may be called a primarycopy or production copy of the data. Alternatively, data may be aprimary copy from within an exchange server, a SQL database, and so on.The system 100 may perform various data storage operations and datatransfers in order to make a secondary copy 120 of the original data115, such as a recovery copy, using a media agent 117. For example, thesystem 100 may copy data on a daily or weekly basis. In the example ofFIG. 1, the secondary copy 120 contains data for a first week 122, asecond week 124, and/or a third week 126. The system 100 may also createan index 140 of the content of the data 115 from the secondary copy 120or from the primary copy, using the media agent 117 or components withinthe media agent, such as a content tracking engine 121. Using the index,the system may facilitate searches of the content of the data 115, suchas searches of the data content, metadata associated with the data, andso on. The system may facilitate searches from end users via an end usersearch 150 component, such as a web browser, or from systemadministrators via a discovery search component 155, such as anadministrator dashboard or application graphical user interface.

Additionally, the system 100 creates an archive copy 130 of the originaldata 115 using an archive copy component 132, such as a media agent usedto create archive copies. The archive copy component 132 may communicateand interact with the media agent 117 that creates the index 140,allowing archived data to be indexed by the media agent 117 and latersearched by one of the searched components 150 and/or 155. The archivecomponent 132 may also utilize a data redundancy component 135, orsingle instancing system, that reduces or removes some or all of theredundant data under management by the system, e.g. data within thesecondary copies 122, 124, 126 when creating the archive copy 130 viathe archive component 132. The system may also encrypt the data via anencryption system 137, either during or after the data is singleinstanced.

In some cases the system 100 enables organizations to create an archivecopy of their data without using primary system resources (via the datafrom the secondary copies 122, 124, 126), such as resources near orlocated with the file system 110, without relying on the originallygenerated secondary copies themselves as being suitable for archivalpurposes Furthermore, the system 100 may index the data and create acontent index 140, and may eliminate or reduce any unnecessary copyingof data to the data archive via the single instancing component 135.

In some cases, the system may create archive copies of data from anoriginal data set, or primary copy. Referring to FIG. 1B, a blockdiagram 160 illustrating an alternative data archival system thatcreates an archive copy from an original data set (such as data createdby a file system) is shown. For example, a file system containing theoriginal data set 110 may receive a request from a user to initiate anarchiving process, such as via graphical user interface 165 incommunication with the file system. The GUI 165 may receive a requestfrom a user, such as a system administrator, to archive a subset of theprimary copy, such as a file, a group of files, and so on. For example,the system administrator may select, via the GUI 165, one or more filesto archive.

Upon receiving the request, the system instructs the media agent 132 tocreate an archive copy of the selected files. As described herein, thesystem may single instance the files using the single instancingcomponent 135, encrypt any non-redundant files using the encryptioncomponent 137, and/or index the content of the files using the mediaagent 117 when creating an archive copy of the files.

In some cases, the system may create archive copies from previouslystored or archived copies of data sets. Referring to FIG. 1C, a blockdiagram 170 illustrating an alternative data archival system thatcreates an archive copy from a previously archived data set is shown.For example, the system may receive a data set 175 archived by adifferent system and instruct the media agent 132 to archive the dataset as described in the FIGS. 1A and 1B. Further details regardingexamples of creating archive copies of previously archived data will bediscussed below.

Examples of a Data Storage System

The system described herein may collaborate with and utilize some or alldata storage components of a data storage system, such as a data storagesystem used to create secondary copies of data such as backup copies ofdata, recovery copies, archive copies, and so on. Referring to FIG. 2A,a block diagram 200 illustrating components used in a data stream 201that creates copies of data, such as archive copies, is shown. Thestream 201, may include or be associated with a client 202, such as asub-client data agent that manages and transfers data from a portion ofa file system, a media agent 203, and a secondary storage device 204.For example, in storage operations, the system may store, receive and/orprepare data to be stored, copied or backed up at a server or client202. The system may then may then refer to storage policies, schedulepolicies, and/retention policies (and other policies) and transfer thedata to be stored to media agent 203, which then reviews the policies inorder to choose a secondary storage device 204 for storage of the data.Secondary storage devices 204 may be magnetic tapes, optical disks, USBand other solid state devices, other similar media, and so on.

Referring to FIG. 2B, a block diagram illustrating an example of a datastorage system 205 is shown. Data storage systems may contain some orall of the following components, depending on the needs of the system.

For example, the data storage system 205 contains a storage manager 210,one or more clients 202, one or more media agents 203, and one or morestorage devices 204. The storage manager 210 controls the media agents203, which may be responsible for transferring data to storage devices204. The storage manager 210 includes a jobs agent 211, a managementagent 212, a database 213, and/or an interface module 214. The storagemanager 210 communicates with client(s) 202. One or more clients 202 mayaccess data to be stored by the system from database 222 via a dataagent 221. The system uses media agents 203, which contain databases231, to transfer and store data into storage devices 204 to createsecondary copies of data.

The data storage system may include software and/or hardware componentsand modules used in data storage operations. For example, the componentsmay be backup resources that function to backup data during backupoperations or may be archiving resources employed by the system tocreate archive copies. Of course, the components may perform otherstorage operations (or storage management operations) other thatoperations used in data backups and/or data archiving. For example, someresources may create, store, retrieve, and/or migrate primary orsecondary data copies. The secondary data copies may include snapshotcopies, backup copies, HSM copies, archive copies, and so on. Theresources may also perform storage management functions that may pushinformation to higher level components, such as global managementresources.

In some examples, the system performs storage operations based onstorage policies, as mentioned above. For example, a storage policy is adata structure that includes a set of preferences or other criteria tobe considered during storage operations. The storage policy maydetermine or define a storage location, a relationship betweencomponents, network pathways, accessible data pipes, retention schemes,compression or encryption requirements, preferred components, preferredstorage devices or media, and so on. Storage policies may be stored instorage manager 210, or may be stored in other resources, such as aglobal manager, a media agent, and so on. Further details regardingstorage management and resources for storage management will now bediscussed.

Referring to FIG. 2C, a block diagram 207 illustrating an example ofcomponents of a server used in data storage operations is shown. Aserver, such as storage manager 210, may communicate with clients 202 todetermine data to be copied as an archive copy or other secondarycopies. As described above, the storage manager 210 may contain a jobsagent 211, a management agent 212, a database 213, and/or an interfacemodule. Jobs agent 211 may manage and control the transfer of jobs (suchas data files) from clients 202 to media agents 203. The managementagent 212 may control the overall management of the data storage system,or may communicate with global managers. The database 213 may storestorage policies, schedule policies, retention policies, or otherinformation, such as historical storage statistics, storage trendstatistics, and so on. The interface module 215 may interact with a userinterface, enabling the system to present information to administratorsand receive feedback or other input from the administrators.

Format of Archive Copies

In some examples, the system creates an archive file when creating anarchive copy or other secondary copies of a data set, such as a data setoriginating in a file system. The creation of an archive file enablesthe system, when storing or restoring data, to have both a logical viewand a physical view of stored data. The logical view, represented by thearchive file, enables the system to store data having a format that isneutral (or, independent) with respect to data type. The physical view,represented by an index of locations on stored physical media, enablesthe system to locate the data stored on the physical media as chunks ofthe archive file.

Referring to FIG. 3, a block diagram 300 illustrating components used tocreate an archive file and store an archive copy of data is shown. Aclient, or sub-client, 310 retrieves data from an original data store315, such as a file system, based on instructions received from a jobsagent 325 within a storage manager 320 that controls the storage of dataunder management by the system. Upon receiving instructions from thejobs agent 325, the client 310, via a data agent 317, transfers data toa media agent 330 for storage into storage devices 340. The media agent330 creates an archive file of the data, and stores a physicalrepresentation of the archive file (such as the data) as data chunksonto the storage devices 340. In creating data chunks, the media agentmay divide the data into subsets that include a payload and a header,and store the subsets as data chunks. Additionally, the media agentcreates or updates an index 335 for the archive file. The index 335contains information about the content within the archive file, such asthe location and size of the data chunks that relate to the archivefile. Further details with respect to the architecture of the archivefile are shown in FIG. 4.

Referring to FIG. 4, a block diagram illustrating the architecture of anarchive file 400 is shown. The archive file 400 includes a header 410that contains identification information for the archive file. Forexample, the header 410 includes information related to where thearchive file is stored (that is, what storage component, informationrelated to where the data originated from, information related to thesize of the archive file, the name of the archive file and so on). Thearchive file 400 also includes a first payload (data set), or chunk, 420having a header 421, a second payload 422 having a header 423, and athird payload 424 having a header 425. Each of the payloads representsthe data within a data chunk. The headers may include information thatdescribes the type of application that created the data, the size of thepayload, and so on.

In other words, when a data set is stored using a pipeline based datastorage system (such as those described herein) portions of the data setare stored in pipeline buffers, or portions of memory. The archive file,therefore, relates to the data set, and the payloads each relate to apipeline buffer. Further details regarding pipeline based data storagesystems may be found in U.S. Pat. No. 6,418,478, issued Jul. 9, 2002,entitled PIPELINED HIGH SPEED DATA TRANSFER MECHANISM, which is herebyincorporated by reference in its entirety.

Referring back to FIG. 3, a media agent 330 may store the archive file410 as a number of data chunks (e.g., chunk1, chunk2, and chunk3) ontophysical storage media 340. When storing the data chunks, the mediaagent 330 may also update information within an index 335 that tracksthe operations of the media agent 203. For example, the index 335 mayinclude information that identifies that chunk2 was transferred at acertain time to tape 340. Further details with respect to the storage ofdata chunks on storage media are shown in FIG. 5.

As mentioned above, the archive file is a logical view of a data setthat may include offsets within the archive file that relate tolocations on physical media, such as magnetic tape) where data isstored. Referring to FIG. 5, a schematic diagram illustrating thestorage of data chunks on storage components is shown. An archive file410 may be stored on a single storage device (such as a magnetic tape)or across multiple tapes, but a data chunk generally is not storedacross multiple media components. The media components 204 include datachunks, such as chunk1 of archive file 1 (520), chunk2 of archive file 1(522), chunk3 of archive file 1 (523), chunk4 of archive file 1 (524)and chunk1 of archive file 2 (530), as well as file markers 510 locatedat the beginning of a new chunk. These file markers 510 may beassociated with offsets within the archive file, enabling the system tolocate a data chunk stored on physical media using the offsets storedwithin the archive file (and without knowing location informationrelated to the physical media, such as a tape offset, a directory for amagnetic disk, and so on). Thus, the system can use the logical view ofthe archive file when restoring data stored as archive copies onphysical media components.

Using FIG. 5 as an example, two different archive files are stored. Thefirst, archive file 1 or af1, is stored with four chunks. Chunk1 (520)and chunk2 (522) are stored on media 1, chunk 3 (523) is stored on media2, and chunk 4 (524) is stored on media 3. Archive file 2 or af2 isstored as a single chunk1 (530) on media 3. Chunks may vary in size fora variety of reasons. They may be sized based on logical increments withrespect to the content of the payloads, such as at the end of a folderof files or at the end of a drive directory, and they cannot extendbetween media components.

File markers 510 are placed within the media to represent the beginningof a chunk and to relate back to logical offsets within the archive file310. For example, a logical offset may identify that chunk3 of af1 is 16GB or a certain tape counter into media 1. This can be useful whenattempting to restore data. For example, when data is stored on tape,the ability to seek data to a specific byte is inefficient. However,seeking to a file marker is a quicker and easier process.

In some examples, the system may dynamically or logically determine thesize and/or contents of the data chunks. For example, during singleinstancing a media agent may determine unique data and store all theunique data in the first chunk or first chunks of an archive file.Furthermore, the system may encapsulate the data within a chunk withheader information that indicates the identification information relatedto the instance of the data. For example, a file within the data chunkmay be encapsulated with a header or other information that includes asignature for the file based on an algorithm used to determine theuniqueness of the file within the system. This information may laterenable the system to reconstruct some or all of a single instancedatabase should the need arise. The information may include the uniquesignature (e.g., the hash identifier) of the data, what signaturecreation algorithm was used, which client transferred the data, the sizeof the data file, the metadata associated with the file, and so on.

The system may create two different containers of an archive file,spread across two or more data chunks. Each container may include theheader information described above. The first container may include dataunique to the system, such as data determined to be unique during singleinstancing, and may include a header that indicates the containerincludes unique data. The second container may include informationrelated to the redundant data, such as pointers that represent theredundant data and point to where the first copy of the redundant datais stored.

For example, referring back to FIG. 5, the system may store all uniquedata for archive file af1 into chunk 1, and store all redundant data(or, pointers that represent the redundant data) into the other chunks.In this example, the system creates a first container of the data usingchunk 1, and creates a second container of the data using chunks 2-4.The system may then update an index for the archive file that representsthe two containers. That way, the system may be able to serve datarestore and other discovery type requests more quickly and/orefficiently by only searching the chunk that contains the unique data.Additionally, the system may be able to improve the capacity of physicalstorage by adding information that indicated when a container should notbe deleted (e.g., when a container includes data or a pointer to datathat is under management by the system) and when a container may bedeleted (e.g., when a container includes pointers that refer to datathat has since been removed from the system).

Thus, creating archive copies in an archive file format enables thesystem to establish a logical view of archived data. The logical view isneutral to file types, and can therefore be used to restore data usingany components within a system, not just components that rely on filetypes to restore data. In effect, using the archive file format, thesystem may be implemented using any different types of hardwarecomponents because the media agents that store the data maintain thedata in the archive file format.

For example, because the format is type and hardware componentindependent, the system can single instance data sets acrossheterogeneous storage media. For example, the system can single instancedata across different storage media (tapes, disks, and so on) or filesystems (windows, UNIX, and so on). The system can then create archivecopies of data without data redundancies using heterogeneous media.Additionally, the system can then restore and provide data to usersacross heterogeneous systems, because the system does not depend on theapplications or file systems that created the data. For example, dataoriginally created in a UNIX environment may be stored as an archivefile that is independent of typical UNIX data types. Years later, thesystem may receive a request to recover this data from a deviceoperating a Windows based device. Being data type independent, thesystems is able to retrieve the file (in the archive file format), andrecreate the file as a Windows based file for recovery within theWindows environment. Similarly, the system can also recover filescreated by different environment versions (such as recovering a Windows95 file for a Window 2003 system).

Creating Archive Copies of Data

Referring to FIG. 6, a flow diagram illustrating an exemplary routine600 for copying data is shown. FIG. 6 and other flow diagrams describedherein do not show all functions or exchanges of data, but instead theyprovide an understanding of commands and data exchanged under thesystem. Those skilled in the relevant art will recognize that somefunctions or exchanges of commands and data may be repeated, varied,omitted, or supplemented, and other aspects not shown may be readilyimplemented.

In step 610, the system, such as system 100, receives a request tocreate an archive copy of a data set. For example, the system mayreceive the request to create a copy from an original data set, orprimary copy (step 612) or from a recovery copy or other secondary copy(step 614). In some cases, the system may receive a request to create anarchive copy from data both types of copies. In step 620, the systemcreates an archive copy, such as by using the data storage componentsdescribed herein. In some cases when the data of the recovery copy is inthe same form and state as the original data (or in a similar form), thesystem may not need to copy the data directly from the file system.Instead, the system may utilize the recovery copy to build and create anauthentic and reliable archive copy of the original data. Additionally,the system may modify, reduce or remove data, may encrypt data, mayindex data, or may perform other processes to the data in creating thearchive copy, as described herein. In some cases, the system performssome or all of these processes in order to create an archive copy thatis different than other secondary copies (e.g., the recovery copy),because the archive copy may serve other needs for the system. Forexample, the system may single instance and encrypt all collected dataunder management when creating an archive copy. In step 630, the systemstores the archive copy to a storage component. That is, the systemgenerally performs additional or different storage techniques (such assingle instancing, encrypting, and so on) when creating an archive copyof data than when creating other secondary copies, unlike other systemsthat merely transfer secondary copies, such as recovery copies, to longterm storage resources when building an archive of data.

For example, the system receives a request from a user to create anarchive copy of all emails sent on Nov. 14, 2007. The system, in step610, receives the request via a user interface that allows the user toquickly select data to be copied as an archive copy. The systemgenerates an archive file for the data to be archived, and stores anumber of chunks to a magnetic tape that relate to the archive file.Additionally, the system may perform a number of processing techniquesin creating the archive copy that the system may not perform whencreating a recovery copy, a backup copy, and so on.

Referring to FIG. 7, a flow diagram illustrating an exemplary routine300 for creating an archive copy of data is shown. In step 710, thesystem receives the recovery copy of an original data set from a filesystem. Alternatively, the system may access the recovery copy orotherwise communicate with data storage components in a data storagesystem to gain access to the data. For example, a data store containingthe recovery copy and the archive component may be at an offsite orremote location from the file system, and may perform some or allprocesses at the remote location and not at the location of the filesystem.

In step 720, the system may only transfer a single instance of anyredundant data instances. For example, the system may reduce the dataset to be transferred by removing duplicate instances of data files andother information. Referring to FIG. 8, a flow diagram illustrating anexemplary routine 800 for reducing a data set to single instances ofdata is shown. As data is transferred, such as a file, the system maylook to a storage operation component, such as component 135, toeliminate any redundancies. For example, in step 810, the systemidentifies a file to transfer to the archive copy. In step 820, thesystem determines in the file is unique to the data set or if the filehas been already stored. For example, the system may create a uniqueidentifier, such as a hash or digest of a file, and compare the hash ordigest with other created hashes/digests to determine the uniqueness ofthe file. In decision block 830, if the file is unique, routine 800proceeds to step 850 and stores the file in the archive copy, elseroutine 800 proceeds to step 840 and adds a reference about the file tothe already stored file that indicates a redundancy of the file. Forexample, the system may store data determined to be unique in a firstcontainer and store pointers related to data determined to be redundantin a second container as chunks within the archive copy. Further detailsabout creating archive copies with unique data files may be found incommonly assigned U.S. Provisional Patent Application No. 60/871,737,filed on Dec. 22, 2006, entitled SYSTEM AND METHOD FOR STORING REDUNDANTINFORMATION.

The system may utilize a tiered system when single instancing data setsto be stored as an archive copy. For example, the system may access datathat is more readily available for copying (such as data stored on harddisks or within the file system) and begin single instancing using thatdata.

Referring back to FIG. 7, in step 730, the system may index the datastored in the archive copy. For example, the system may index thecontent of the data. Referring to FIG. 9, a flow diagram illustrating anexemplary routine 900 for indexing a data set is shown. In step 910, thesystem, via a content indexing component such as component 140, selectsdata to be indexed, such as data stored or being stored in the archivecopy. In step 920, the system identifies content in the data to beindexed. For example, the system may identify data files such as wordprocessing documents, spreadsheets, powerpoint presentations, metadata,and so on. The system may check the data against previously indexeddata, and only index new or additional data. In step 930, the systemupdates the index with the identified content to make the identifiedcontent available for searching. The system may parse, process, andstore the data. For example, the system may add information such as thelocation of the content, keywords found in the content, and so on. Thesystem may index the content before performing other processing to thedata, such as encryption, single instancing, and so on. Further detailsabout indexing content may be found in commonly assigned U.S. patentapplication Ser. No. 11/694,869, filed on Mar. 30, 2007, now U.S. Pat.No. 7,882,077, entitled METHOD AND SYSTEM FOR OFFLINE INDEXING OFCONTENT AND CLASSIFYING STORED DATA.

Referring back to FIG. 7, in step 740, the system may encrypt the databefore or after the archive copy is created. For example, the system mayemploy many different techniques for encrypting the archive copy.Further details about encryption and encrypting archive copies of datamay be found in commonly assigned U.S. Provisional Patent ApplicationNo. 60/882,883, filed on Dec. 29, 2006, entitled SYSTEM AND METHOD FORENCRYPTING DATA TO BE ARCHIVED and commonly assigned U.S. ProvisionalPatent Application No. 61/001,485 filed on Oct. 31, 2007, entitledSYSTEM AND METHOD FOR ENCRYPTING SECONDARY COPIES OF DATA.

Referring to FIG. 10, a flow diagram illustrating an exemplary routine1000 for encrypting an archive copy of a data set. In step 1010, thesystem receives data to be encrypted. For example, the system mayreceive the data from the recovery copy, after the data set is indexedand reduced. In step 1020, the system encrypts the data using encryptiontechniques described herein. In step 1030, the system optionally sendsthe encrypted data set to the archive location, such as to a mediacomponent stored in a offsite storage facility.

In some cases, the system may hash the data or otherwise single instancethe data and then encrypt the data, as discussed herein. For example,the system may calculate a hash value for all data of a data set to bearchived. The system may then create a table, index or database of thecalculated hash values that represents the native data of the data set.The system may then encrypt the native data and create a database thatincludes information related to the locations of the encrypted data.Thus, the system creates two databases for an archive copy of data, afirst database that contains information regarding the location of thearchived data and a second database that contains the hash values forthe data. This enables the system to restore the data even when thedatabase identifying the locations of the data is lost or corrupted.Additionally, the format of the archive file may enable the system torestore the single instancing database, should the need arise. Forexample, data objects within chunks are encapsulated with tag headersthat include single instancing information, such as a hash value. Foradditional security, the system may scramble the hash database orencrypt the hash database to prevent unwanted users from easilyretrieving its contents.

The system may employ a number of hashing techniques when calculatinghash values for a set of data. For example, the system may employ SHA(secure hash algorithms) functions, such as the SHA-1, the SHA-2 (whichincludes SHA-512), and contemplates uses of the recently announced SHA-3function. The system may use other hashing functions, such as MD5.

Referring back to FIG. 7, in step 350, the system creates the archivecopy of the data set. The system may then store the archive copy inarchive file format by storing data chunks onto physical media.

Using a Tiered Storage Policy to Create an Archive Copy

Referring to FIG. 11, a block diagram illustrating a data archivingsystem 1100 for a data set is shown. The system may implement a storagepolicy 1110 that defines where to copy the data. For example, thestorage policy may be a tiered storage policy, containing a copy layerthat transfers data to a recovery copy 1120 and a copy layer thattransfers data to an archive component 1130 that creates an archive copy1140 using the processes described herein. The storage policy 1110 maydefine that the archive copy 1140 is to be stored in as a longtimestorage copy 1150, such as an archive copy. Thus, the system may includea system 1100 having a storage policy that creates one or more secondarycopies of data from a primary copy of the data, with one of the copiesbeing an archive copy that is processed with respect to the othersecondary copies.

The storage policy 1110 may also define any processes the system is toperform on the data before or after creating the archive copy 1140. Forexample, the storage policy 1110 may indicate to the system to performindexing of the content of the data, to perform the removal of redundantdata, to encrypt the data, to erase data not needed for retention, andso on.

Using a tiered storage policy, the system creates the archive copy 1140while it creates other secondary copies 1120. In some cases, creatingboth types of copies using one storage policy may utilize more oradditional data storage system resources than needed in only creating arecovery copy. However, because the system performs some, if not all,copying outside of the file system, the system generally does not impactthe source (or its resources) of the original data set. Thus, the systemis able to create the archive copy 1140 and recovery copy 1120 withoutapplying additional resource constraints on a source. Furthermore,creating an archive data set when creating the recovery copy allows thesystem to compress the archive data, to reduce gaps in data, andsupports data retrieval and discovery by providing a searchable index ofthe content of the archived data. Additionally, the system eliminatessome or all redundant data files, reducing the amounts of data to bestored and possibly recovered at a later time.

Archiving Existing Archived Data Sets

In some cases, the system may be applied to existing archived data sets.For example, some archived data sets are nothing more than many boxes ofmagnetic tapes storing data. These tapes often contain redundant datathat may take up more than half of the entire archive. Thus, in somecases, it may be beneficial to apply the archiving methods and systemdescribed herein to existing archives in order to provide the existingarchives with indexing and data reduction (and other benefits), reducingstorage costs and providing acceptable recovery times. As describedherein, the system can create a copy of data (such as an archive copy)that is independent of the system that created the data, applicationsthat created the data, and so on. The system can therefore receive datafrom various heterogeneous sources and create a single independent copyof data that may be used as a long term copy of the data.

Referring to FIG. 12, a block diagram illustrating an alternative dataarchive and retrieval system 1200 is shown. The system 1200 may accessan existing data archive 1210, such as an archive 1210 containing manyredundant instances of data files 1215. The system may perform a copy ofthe data in the archive 1210 via a copy component 1220, and may createan archive copy 1230, as described herein.

Referring to FIG. 13, a flow diagram illustrating an exemplary routine1300 creating an archive copy of data from an existing archived data setis shown. In step 1310, the system retrieves or otherwise accesses anexisting archived data set. For example, the system may recall tapes ofan archive, move the tapes to a data library of a data storage system,and access the tapes to read the data and create the archive copy. Instep 1320, the system may single instance the data, removing theredundant data instances before storing the data in the archive copy. Instep 1330, the system may index the data, such as the content of thedata, to enable users or administrators to search and easily retrievecontent from the data. For example, indexing previous archived data mayease the burden of discovering certain data or files in the archiveddata. In step 1340, the system may encrypt or otherwise protect the dataor the archive. In step 1350, the system may permanently erase any datafrom the previously archived data set no longer needed, further reducingthe size of the created archive copy. In step 1360, the system createsthe new archive copy from the existing archived data.

In some cases, the system may reduce data gaps that can occur in typicaldata storage systems. These systems may archive data by sending recoverycopies to a data archive on, for example, a monthly basis. However,often, data will undergo many changes and modifications within a month.Thus, the data storage system may only store the modifications presentat the monthly increments, causing gaps in the archived data set.

The system reduces such data gaps by creating the archive copy when thesystem creates the recovery copy. For example, the system using singleinstancing and other redundancy techniques may periodically orconstantly create an archive copy of an original data set, storingoriginal data and any incremental changes to the data. Thus, the systemis able to catch and archive the incremental changes and continuallybuild an archive copy for data under management of an organization.

The system provides an indexed, continuous archive copy of data undermanagement containing little or no redundancy without taxing the systemsat the data source, among other benefits.

Collaborative Search System

Additionally, the system provides many benefits in data retrieval,collaborative search, and discovery. For example, in a discovery requestcertain emails are to be found. Typical archived systems, storing datain boxes of tapes and other media, may need to check each and every tapein order to discover the required email. Using the archive copytechniques described herein, the system may quickly and easily satisfythe request. For example, in creating the archive copy, the systemreduces redundant files and indexes the content of the files. Thus, whena user of the system provides search information for the certain emails(such as a sender's name or keywords in the body of the email), thesystem may easily search the content of the archive using the index.Furthermore, because the system may eliminate all multiple instances ofdata, users may feel a high level of comfort in knowing that the searchof content will find each and every file requested. Further details willnow be discussed.

The system described herein provides a unified approach to datamanagement that enables legal and IT groups to focus management anddiscovery efforts on a single data repository, eliminating the need tosearch and preserve information in both backup and archivingapplications. This capability provides IT with the tools to initiate aneffective legal hold—the ability to lock down electronically storedinformation—in response to anticipated litigation. The system maysupport legal hold on a wide range of compliance media including NetAppSnapLock, HDS DRI and HCAP, Archivas, EMC Centera, Pillar Data, andPermabit, as well as a host of WORM media—tape, UDO Magneto/Optical andPPD. The system enables users to archive, backup, and replicate datawithin a common infrastructure, creating a single repository for themajority of an organization's discoverable data, including e-mail,files, backups, archives, SharePoint documents, and databases. Thesystem benefits users with support for FRCP preparedness, including:

-   -   Legal Hold Support: The system enables users to respond to        anticipated legal action by collecting and optionally        content-indexing relevant active and online data in a user's        mailbox or files and placing it on legal hold. This is done with        the system's standard, fast, reliable method for protecting,        securing and indexing mailboxes and files.    -   Data Archiving: The system archives data using real-time        collection from the Exchange Journal and other applications, and        allows for the scheduled collection of both e-mail and files        based on variety of metadata parameters. Examples of metadata        parameters include an owner, a last modified time, a size, an        application that generated the selected program data, a user        that generated the selected program data, header information, a        creation date, a file type, a last accessed time, an application        type, a location, a frequency of change, a business unit, usage        trends associated with the selected program data, aging        information, and so on. These capabilities, combined with        content indexing, give organizations more options to organize        and retain business records.    -   Media Management: The system provides native media management        that includes a robust mechanism to logically manage a        corporation's data. The system tracks the location of removable        media, manages library slots for easy media access, prompts for        media rotation to ensure compliance with policies, manages        foreign tapes, tracks by container and shelf, and automates the        rotation of media back on-site for reuse and retirement.    -   Audit-ready Reporting: The system also provides audit-ready        reporting of both successes and failures to enable IT teams to        answer questions during pre-trial conferences.

In some examples, the system provides integration with NetApp SnapLockand other storage management applications. The system's ability to placerelevant information on Legal Hold in conjunction with NetApp SnapLockon any NetApp storage system provides a high level of data protectionand flexibility to suit e-discovery initiatives. The system's unifiedapproach to data management differentiates its e-discovery options byproviding users with consistent search and discovery capability acrossdata under management by the system, such as secondary copies of data.Through certification programs and partnerships with leading OEMs,enterprises can respond quickly and effectively to recently-announcedFRCP amendments, preparing their IT operations to properly supportdiscovery and legal hold requests.

Referring to FIG. 14, a block diagram 1400 illustrating an architecturefor integrating the collaborative search system with a collaborativedocument management system is shown. A browser 1405 is used bycollaborative participants to access the integrated system. Acollaborative participant submits queries, receives results, andperforms other collaborative tasks through the browser 1405. The browser1405 is connected to the collaborative document management system 1410,such as Microsoft Sharepoint Server. The collaborative documentmanagement system 1410 provides a web-based portal for collaborationbetween collaborative participants. The collaborative documentmanagement system 1410 is connected to the collaborative search system1420 described above. The collaborative search system 1420 integrateswith the collaborative document management system 1420 and addsadditional web components, content parsers, and provides access toenterprise content. The collaborative search system 1420 is connected tothe content indexing system 1430, the security system 1440, and thedocument retention system 1450, each described separately herein.

The content indexing system 1430 provides fast access to content fromvarious computer systems within an enterprise, including both online andoffline data. The security system 1440 provides users and groups thatare meaningful to a particular enterprise to facilitate searching. Thesecurity system 1440 also enforces access rights to collaborativecontent. The document retention system 1450 places a legal hold ondocuments related to a document retention request. Further detailsregarding the legal hold of documents will be discussed herein.

In some examples, the collaborative search system receives criteria fora search through a collaborative process. For example, one collaborativeparticipant may create a new query for responding to a discovery requestregarding a product made by the company that employs the collaborativeparticipant. The first collaborative participant may add search criteriaincluding the product name and then may submit the search criteria tothe collaborative document management system as a collaborativedocument. Another collaborative participant may open the collaborativedocument and add additional search criteria, such as narrowing the listof departments from which documents should be searched. For example, thesecond participant may include the engineering, marketing, and salesteams that worked on the product. The collaborative search system mayalso add additional criteria inferred from the criteria added by thecollaborative participants. For example, based on the company's indexeddata the collaborative search system may determine that two employees,one in a department already within the search criteria and anotheroutside of the current search criteria, frequently send email aboutprojects. Based on this information the collaborative search system mayadd the user that is outside of the current search criteria to thesearch criteria, or may prompt one of the collaborative participants toconsider adding the user to the search criteria.

Additionally, the system may add additional search criteria inferredfrom dynamically changing search criteria. For example, different usersmay commonly search for emails, such as emails that occurred at acertain time and date. The system may look at the current searching ofthe users and add criteria that relates to the current actions or use ofthe system. Additionally, the system may use heuristics type informationwhen determining search criteria. For example, the system may identifytwo users are searching emails from a similar time period, and addsearch criteria that was added when emails from the time period wereearlier searched.

In some examples, the collaborative search system defines workflows thatdefine the set of steps that are part of completing a task. For example,a discovery request task may have the steps of determining searchcriteria, finding matching documents, obtaining a primary review of thedocuments, and obtaining a secondary review of the documents. Onecollaborative participant may begin the workflow by submitting criteriafor a search responsive to the discovery request. As noted above, eachstep of the task may also be a collaborative process, such that, forexample, multiple collaborative participants may contribute todetermining the search criteria or performing a review of the founddocuments. Another collaborative participant may view and join theworkflow at its current stage of completion. For example, acollaborative participant that is tasked with performing a primaryreview of the documents may open a collaborative document that containsthe set of search results found during the search step, as described inmore detail below.

In some examples, the collaborative search system creates acollaborative document based on a set of search results. Thecollaborative document provides a mechanism for multiple collaborativeparticipants to contribute to steps within a workflow subsequent to thesearch process. In the example of a discovery request, the steps ofperforming various levels of review of found documents can consume themajority of the time spent responding to the discovery request. Manycollaborative participants may be employed to perform the review, andeach may be asked to add supplemental information to the search resultsthat capture the results of each participant's review. For example, acollaborative participant may have the task of reviewing each documentand flagging the document if it contains privileged content. Thecollaborative document may allow each reviewer to directly add commentsto documents with the search results. Collaborative documents based onsearch results may contain a variety of information, such as commentsrelated to the work flow just described, notes made by a collaborativeparticipant to himself (such as where the review of a document wasstopped before taking a break), or comments from the content's authorthat clarifies what the content means.

In some examples, the collaborative search system provides a userinterface through which a collaborative participant may select from aset of templates that define common search tasks. For example, acollaborative participant may select a Sarbanes-Oxley template thatinitiates a search for materials required to be disclosed under theSarbanes-Oxley Act. Another template may provide a discovery requestworkflow as described above. Other templates may allow an engineer tomine data about previous products to assist in the development of acurrent product. Many different templates can be created to guidecollaborative participants through the steps of a search or other task.The system may also update or change the set of templates based ondynamically changing information. For example, if the system haspresented the Sarbanes-Oxley template to many users and received searchrequests via the templates, the system may use the received request toalter the template to provide a more efficient search system. In thisexample, if all users search for materials using two fields (such as acompany name field and a shareholder name field), and these users havehad success, the system may alter the template to only initially includethese two fields or to prioritize these fields. The system may performother template adjustments in order to meet and facilitate the search ofdata within the system.

The user interface of the collaborative search system may includecustom-developed web components to assist with the integration with thecollaborative document management system. For example, MicrosoftSharepoint Server provides an object model and API for accessingcollaborative features such as workflows and a search front-end that canbe invoked from custom web pages using the Active Server Page Framework(ASPX). Using ASPX or other methods, custom components can be builtcontaining scripts that dynamically build web pages for display to acollaborative participant. These web pages are dynamically produced foreach collaborative participant and may list workflows to which thecollaborative participant has access, collaborative documents created bythe collaborative participant, templates available to the collaborativeparticipant, and so on.

In some examples, the collaborative search system provides a userinterface that does not require specialized software to be installed onthe searching client system. For example, the collaborative searchsystem may receive search criteria and display search results through aweb portal that is accessible using a standard Internet web browser orgraphical user interface. The collaborative search system may alsoprovide a set of parsers for viewing content from many differentsources, such as received in a list of search results, as web content.For example, the collaborative search system may provide a parser forconverting a word processing document into a Hypertext Markup Language(HTML) web page. Other parsers may convert spreadsheet content, databasetables, instant messaging conversation logs, email, or other structuredor unstructured content into a web page format accessible via acollaborative participant's browser. In this way, heterogeneous datafrom many different applications is available through a unified searchuser interface.

FIG. 15 illustrates the integration of parsers with a typicalcollaborative document management system. The collaborative documentmanagement system 1410 contains a configuration database 1530, a schemafile 1540, one or more dynamic web pages 1520, and one or more generatedweb pages 1510. When a collaborative participant accesses thecollaborative document management system 1410, the collaborativedocument management system 1410 consults the configuration database todetermine what to display to the collaborative participant based onfactors such as the identity of the user, the particular web address thecollaborative participant requested, the access rights of thecollaborative participant, the state of previous requests by thecollaborative participant to the collaborative document managementsystem, and so on. Based on the determined information to display, thecollaborative document management system consults the schema file 1540to determine the layout of the information for display to thecollaborative participant. The schema file 1540 may include instructionsbased on pre-determined layouts, dynamically determined layouts,templates to be included in the layout, and so on. At this point, one ormore parsers 1550 may be consulted to migrate data from one or moredocument types (e.g., 1560 and 1570) to an XML or other common format.The schema data is passed to an ASPX or other dynamic page 1520 whichmay use scripts and an object model provided by the collaborativedocument management system to identify, parse data types, anddynamically build a page with the content for display to thecollaborative participant. For example, the system may present one ormore templates described above. After the scripts are run, the dynamicpage 1520 generates an HTML or other generic formatted page 1510 that issent to the collaborative participant's browser/GUI for display to thecollaborative participant.

In some examples, the collaborative search system integrates componentsfor making additional types of data available for searching. Forexample, a component may be used to provide access to an email server,such as Microsoft Exchange or Lotus Domino. Another component mayprovide access to database content. Third party products may beintegrated with the system to provide access to some types of content.For example, FaceTime Communications, Inc. of Foster City, Calif.,provides a third party product that collects instant messaging data andforwards the data to a Microsoft Exchange mailbox. Once the instantmessaging is in the Exchange mailbox, the component for providing accessto Microsoft Exchange data can be used to include the instant messagingcontent in searches.

The collaborative search system may integrate components for searchingdata from multiple operating systems and multiple data formats. Forexample, file system data on a Microsoft Windows computer system may bestored differently from file system data on a Linux computer system, butthe collaborative search system may make both types of file system dataavailable for searching. Data may be gathered from each of these typesof disparate data sources and forwarded to a uniform database where thedata can be collected, tagged with various classifications, and indexedfor searching. The system may then display the data on differentlyformatted browsers.

FIG. 16 illustrates an example of the integration of the contentindexing system to provide access to disparate data sources. The contentindexing system 1430 is coupled to computer systems throughout a firstenterprise 1630. The computer systems in the first enterprise 1630 areconnected to online data stores 1640 that contain data in a format thatmay be specific to the operating environment of the enterprise 1630,such as Microsoft Windows. The content indexing system 1430 may becoupled to other enterprises 1650 or departments that contain datastores 1460 with data in a format specific to another operatingenvironment, such as Linux. The content indexing system 1430 providesuniform access to data regardless of the operating environment thatproduced the data or is currently storing the data. The content indexingsystem 1430 also provides access to offline data 1620, such as datastored in backups or in secondary copies of data from other systems,such as the first enterprise 1630. The content indexing system 1430provides access to each of these sources of data by storing informationabout the data in a common database 1610. The common database 1610contains metadata describing the data available from each of the sourcesof data. The common database 1610 may include system and user definedtags that separate the data into various classifications, such asconfidential data, engineering data, the application used to view thedata, and so on.

In some examples, the collaborative search system integrates informationfrom a security system. For example, the collaborative search system mayuse Microsoft Windows Active Directory to determine users whose contentshould be searched as part of a discovery request. Active Directorycontains all of the users in an organization and organizes the usersinto groups. For example, a finance group may contain all of the usersin the Finance Department of a company. A discovery or other searchrequest may include a request for information most likely held by aparticular group, such as sales data managed by a sales department. Thesecurity system may also provide restrictions on access to contentretrieved in response to a search. For example, a temporary worker hiredto find documents for a sales pitch might not have access to documentsassociated with executives or documents that contain confidentialcompany information. The collaborative search system can manage aworkflow that contains steps performed by collaborative participantswith varying levels of access to content. For example, a company officermay be the only collaborative participant allowed to search a particularset of documents as part of a search request, while other collaborativeparticipants search less restricted documents.

Document Retention (LegalHold)

In some examples, the system effectively sets an “undelete” flag to puta legal hold on electronic data to prohibit it or inhibit it from beingdeleted. This may interoperate with the system's ability to search withdata classification, especially content searching, to find documents forwhich the “undelete” flag should be set. The system can also search forpatterns of activity, such as identifying the next ten actions performedby a given computer once previously set criteria are met (e.g., an emailsent by the CEO to a particular party or regarding a given subject). Thepatterns of activity may be pre-determined or may be dynamicallydetermined. For example, these patterns may include actions related tothe user of the data, actions related to a computer of the user, actionsrelated to a user's group, actions related to a project associated withthe data, and so on. Thus, after a triggering event, the system tracksall communications, or even all activities, for a given user or on agiven machine.

FIG. 17 is a flow diagram that illustrates a routine 1700 for processinga response to a document retention request. In step 1710, the systemreceives a request to retain documents. The request may identifyparticular documents, or it may contain criteria that can be used toidentify relevant documents, such as a particular party's name,keywords, access criteria (e.g., documents accessed by the CEO of thecompany), and so on. In step 1720, the system identifies documentsrelevant to the document retention request. For example, the system mayuse the search facility described above to identify relevant documents.In step 1730, the system places a hold on the identified documents, suchas by setting a hold or undelete flag on the documents. The hold flagprevents certain operations from being performed on the document, suchas deleting the document. In step 1740, the system may continue tomonitor documents for changes relevant to the retention request. Forexample, the system may monitor each client within a network todetermine if any new documents are created that are relevant to theretention request. For example, the system may compare the documentswith metadata, patterns of activity and other information related to theretention request. In step 1750, the system generates a report thatidentifies the relevant documents in response, for example, to adiscovery request.

In some examples, the system handles all electronic data, and coversproduction volumes, backup volumes, single instancing, and otherversions of data. In its simplest form, a storage manager and dataagents help identify data that satisfy a given criteria from variouslocations, and via indexes generated based on all data in a network.With a single user interface, a user can request a unified search overthe network to identify all data satisfying predetermined criteria. Thisincludes identifying data satisfying the criteria on multiple levels ortiers of storage, multiple types of media, and heterogeneous platforms.

In some examples, the system can employ Bayesian file matchingtechniques to identify similar files. For example, the system canidentify data on a primary storage device identified from a storagemanager index. The system can then identify where on the secondary tierof storage the similar data is located.

In some examples, the system locks down the data using a litigation holdfield or undelete field that permits that data to be written once andread many times (WORM). The system works with data that is not regularly“WORM-able.” In other words, the data can be tagged to be prohibitedfrom being deleted, but then afterwards deleted when the flag isremoved.

In some examples, the system permits indexing on each client, and theability to trap data at a client level. For example, agent software onindividual computers, coupled to the network, can monitor behavior onthat computer, and when certain criteria are satisfied, write outeverything elsewhere to a server on the network or other storagelocation. Alternatively, the data can be stored in cache, and thenwritten out later, such as when the agent recognizes that the machinehas been in a quiescent state for longer than a predetermined period oftime, or at a predetermined time of day. Indeed, under this alternative,the agent can copy everything new that may have occurred on the computerand stored elsewhere.

Under another alternative that stops copies from being deleted, a filteron a primary storage device traps any delete commands associated withdata matching certain criteria. Secondary storage may have a litigationhold field that is effectively an undelete flag or a “preventativeaction field.” This field is more than a simple flag, but can identifyor distinguish between different “matters” such as different litigationsor other events. Further, such a preventive action field can selectivelyenable or disable delete commands, encryption commands, move commands,and so on. For example, certain data may be flagged as being keptencrypted permanently, unless certain special criteria are met.Alternatively, certain data may be flagged as prohibited from beingencrypted. Further, data may be flagged whereby it may be moved onlywithin a given data storage tier, and not between tiers. Any job agentrunning on the system, such as a journaling agent, can check for whethercertain criteria are met, and take appropriate actions in response.

In some examples, the system has a reporting capability where indexes atthe storage manager are analyzed to identify documents matching certainterms and reports generated therefrom. In other words, the systemidentifies data objects that meet search criteria. The system can thencross-reference back to other search criteria, without having toassociate related items based on preset classifications or certaincriteria. For example, documents assigned different matter numbers maybe, in fact, related, and thus identified as related under the system.

In some examples, the system identifies not only documents, but alsocreates a log, and thus a log report, of keystrokes by given machines,applications opened, files stored, and so on. Differential reports maybe generated through a differential search among multiple reports. Sucha differential report can provide a rating based on a commonalitybetween search results among different reports. The system may ratecertain reports higher than other reports. For example, the system mayrate activity from a computer that created the document higher thatactivity from the user that created the data. Also, the system may thenuse the differential report when performing dynamic processing, such asthose described herein.

In some examples, once data identifying certain criteria is flagged, itcan be sent to a WORM device or otherwise “WORMed.” Under the presentsystem, once data has been WORM-ed, it can be unWORMed later, which isnot possible with some hardware-based storage systems.

Under another alternative, the system can trap a copy and store thatcopy elsewhere, such as on a completely separate machine. Thus, thesystem can create a storage manager index associated with a separatelyidentified machine or platform to store all documents and otherelectronic data meeting an electronic discovery request or other presentcriteria. Thus, data can quickly be moved off a user's computer and ontoa separate machine coupled to the network, where that machine may bededicated to a certain job, such as legal discovery.

In some examples, using Vault Tracker or a similar archive storagemanagement component, the system can perform a data classificationsearch meeting the certain criteria, identify an offsite locationstoring the data, automatically request the offsite media, and restoreit to a particular server. Thus, the system can automatically, orsemi-automatically, obtain data meeting the certain criteria, and haveit restored back at a set location to respond to a legal discoveryrequest. For example, the system may identify documents using the searchcriteria and retrieve secondary storage devices that include thedocument and other documents related to the documents or its metadata.

In some examples, the system generates an audit-ready report thatidentifies what electronic data the system could and could not find. Forexample, the report may identify all of the documents responsive to alegal discovery request as well as the current availability of thosedocuments within the system. The documents can then be accessed if theyare immediately available or retrieved from a storage library andaccessed if they are stored elsewhere (e.g., in an off-site data vault).The report may be useful in cases where an organization prepares for adiscovery request but does not want to devote the resources in preparingthe data for discovery. Additionally, the system may use the report toidentify problems with a data retention system should the reportindicate that some data was not found. For example, the system mayidentify that all data from a certain time period was not found, andreview various processes that stored data in that time period for errorsand/or malfunctions. Also, the system may then proactively check othersimilar cases in lieu of the unfound data. Thus, the system mayproactively prepare for requests using aspects of the system.

Conclusion

Systems and modules described herein may comprise software, firmware,hardware, or any combination(s) of software, firmware, or hardwaresuitable for the purposes described herein. Software and other modulesmay reside on servers, workstations, personal computers, computerizedtablets, PDAs, and other devices suitable for the purposes describedherein. In other words, the software and other modules described hereinmay be executed by a general-purpose computer, e.g., a server computer,wireless device or personal computer. Those skilled in the relevant artwill appreciate that aspects of the system can be practiced with othercommunications, data processing, or computer system configurations,including: Internet appliances, hand-held devices (including personaldigital assistants (PDAs)), wearable computers, all manner of cellularor mobile phones, multi-processor systems, microprocessor-based orprogrammable consumer electronics, set-top boxes, network PCs,mini-computers, mainframe computers, and the like. Indeed, the terms“computer,” “server,” “host,” “host system,” and the like are generallyused interchangeably herein, and refer to any of the above devices andsystems, as well as any data processor. Furthermore, aspects of thesystem can be embodied in a special purpose computer or data processorthat is specifically programmed, configured, or constructed to performone or more of the computer-executable instructions explained in detailherein.

Software and other modules may be accessible via local memory, via anetwork, via a browser or other application in an ASP context, or viaother means suitable for the purposes described herein. Examples of thetechnology can also be practiced in distributed computing environmentswhere tasks or modules are performed by remote processing devices, whichare linked through a communications network, such as a Local AreaNetwork (LAN), Wide Area Network (WAN), or the Internet. In adistributed computing environment, program modules may be located inboth local and remote memory storage devices. Data structures describedherein may comprise computer files, variables, programming arrays,programming structures, or any electronic information storage schemes ormethods, or any combinations thereof, suitable for the purposesdescribed herein. User interface elements described herein may compriseelements from graphical user interfaces, command line interfaces, andother interfaces suitable for the purposes described herein. Screenshotspresented and described herein can be displayed differently as known inthe art to input, access, change, manipulate, modify, alter, and workwith information.

Examples of the technology may be stored or distributed oncomputer-readable media, including magnetically or optically readablecomputer discs, hard-wired or preprogrammed chips (e.g., EEPROMsemiconductor chips), nanotechnology memory, biological memory, or otherdata storage media. Indeed, computer implemented instructions, datastructures, screen displays, and other data under aspects of the systemmay be distributed over the Internet or over other networks (includingwireless networks), on a propagated signal on a propagation medium(e.g., an electromagnetic wave(s), a sound wave, etc.) over a period oftime, or they may be provided on any analog or digital network (packetswitched, circuit switched, or other scheme).

Unless the context clearly requires otherwise, throughout thedescription and the claims, the words “comprise,” “comprising,” and thelike are to be construed in an inclusive sense, as opposed to anexclusive or exhaustive sense; that is to say, in the sense of“including, but not limited to.” As used herein, the terms “connected,”“coupled,” or any variant thereof, means any connection or coupling,either direct or indirect, between two or more elements; the coupling ofconnection between the elements can be physical, logical, or acombination thereof. Additionally, the words “herein,” “above,” “below,”and words of similar import, when used in this application, shall referto this application as a whole and not to any particular portions ofthis application. Where the context permits, words in the above DetailedDescription using the singular or plural number may also include theplural or singular number respectively. The word “or,” in reference to alist of two or more items, covers all of the following interpretationsof the word: any of the items in the list, all of the items in the list,and any combination of the items in the list.

The above detailed description of examples of the technology is notintended to be exhaustive or to limit the system to the precise formdisclosed above. While specific examples of, and examples for, thesystem are described above for illustrative purposes, various equivalentmodifications are possible within the scope of the system, as thoseskilled in the relevant art will recognize. For example, while processesor blocks are presented in a given order, alternative examples mayperform routines having steps, or employ systems having blocks, in adifferent order, and some processes or blocks may be deleted, moved,added, subdivided, combined, and/or modified to provide alternative orsubcombinations. Each of these processes or blocks may be implemented ina variety of different ways. Also, while processes or blocks are attimes shown as being performed in series, these processes or blocks mayinstead be performed in parallel, or may be performed at differenttimes.

The teachings of the technology provided herein can be applied to othersystems, not necessarily the system described above. The elements andacts of the various examples described above can be combined to providefurther examples. Any patents and applications and other referencesnoted above, including any that may be listed in accompanying filingpapers, are incorporated herein by reference. Aspects of the system canbe modified, if necessary, to employ the systems, functions, andconcepts of the various references described above to provide yetfurther examples of the technology.

These and other changes can be made to the system in light of the aboveDetailed Description. While the above description describes certainexamples of the system, and describes the best mode contemplated, nomatter how detailed the above appears in text, the system can bepracticed in many ways. Details of the system and method for classifyingand transferring information may vary considerably in its implementationdetails, while still being encompassed by the system disclosed herein.As noted above, particular terminology used when describing certainfeatures or aspects of the system should not be taken to imply that theterminology is being redefined herein to be restricted to any specificcharacteristics, features, or aspects of the system with which thatterminology is associated. In general, the terms used in the followingclaims should not be construed to limit the system to the specificexamples disclosed in the specification, unless the above DetailedDescription section explicitly defines such terms. Accordingly, theactual scope of the system encompasses not only the disclosed examples,but also all equivalent ways of practicing or implementing thetechnology under the claims.

While certain aspects of the technology are presented below in certainclaim forms, the inventors contemplate the various aspects of thetechnology in any number of claim forms. For example, while only oneaspect of the technology is recited as embodied in a computer-readablemedium, other aspects may likewise be embodied in a computer-readablemedium. Accordingly, the inventors reserve the right to add additionalclaims after filing the application to pursue such additional claimforms for other aspects of the technology.

From the foregoing, it will be appreciated that specific examples of thesystem have been described herein for purposes of illustration, but thatvarious modifications may be made without deviating from the spirit andscope of the system. Accordingly, the system is not limited except as bythe appended claims.

We claim:
 1. At least one data storage system that creates an archivecopy of data originating from a file system of one or more clientcomputers, comprising: a hierarchical storage system having— a storagemanager server computer, and at least one data store subsystem, whereinthe storage manager server computer includes at least one storage policyfor directing storage operations, wherein the one or more clientcomputers are coupled for communication among the storage manager servercomputer and the data store subsystem, wherein the data store subsystemis geographically separated from the one or more client computers, andwherein the hierarchical storage system comprises: an archive copycreation subsystem, wherein the archive copy creation subsystem createsan archive copy of at least a subset of data from the file system basedon the storage policy of the storage manager server computer, whereinthe archive copy encapsulates a header file having cryptographically andsubstantially unique identifiers of each of multiple data files withinthe subset of data, wherein the archive copy creation subsystem insertsthe header file into a beginning of the archive copy prior to transferof the archive copy to the data store subsystem, wherein the archivecopy creation subsystem includes: a data selection component, whereinthe data selection component selects the subset of data to be copiedbased at least in part on the storage policy,  wherein the selectedsubset of data is to be stored for a longer period of time than otherdata; an indexing component, wherein the indexing component creates anindex of content within the selected subset of data; and a dataadjustment component, communicatively coupled to the data selectioncomponent,  wherein the data adjustment component—  performs datacompression of the selected subset of data;  performs data deduplicationfor the selected subset of data, or  performs both data compression anddata deduplication for the selected subset of data.
 2. The data storagesystem of claim 1, wherein the data originating from the file systemcorresponds to a primary copy data, wherein the selected subset of datais a subset of a secondary copy of the data, and wherein the storagemanager server computer operates on the secondary copy.
 3. The datastorage system of claim 1, wherein the data selection component includesa user interface component capable of receiving a request from a user ofthe data storage system that identifies content to be searched in theselected subset of data, and wherein the archive copy creation subsystemsearches the index of content in response to the received user request.4. The data storage system of claim 1, wherein the data selectioncomponent includes a user interface component capable of receiving arequest from a user of the data storage system that identifies a subsetof data to be selected, wherein the subset of data is stored to magnetictape after being processed by the data indexing component and the dataadjustment component, and wherein the header file havingcryptographically identifiers of each of multiple data files is a singleheader file at the beginning of the magnetic tape that is read firstwhen the magnetic tape is mounted and that can identify each of themultiple data files stored on the magnetic tape.
 5. The data storagesystem of claim 1, wherein the archive copy creation subsystem furthercomprises: an encryption component, wherein the encryption componentencrypts the selected subset of data, and wherein the data adjustmentcomponent, the data indexing component, and the encryption componentoperate as a data process flow for archiving the selected subset of datato magnetic tape storage.
 6. The data storage system of claim 1, whereinthe indexing component creates an index of the cryptographically andsubstantially unique identifiers of data files within the subset ofdata, and wherein the data adjustment component identifies at least someredundancies within the subset of data using the index ofcryptographically and substantially unique identifiers and creates asingle-instance copy of the subset of data without the identifiedredundancies.
 7. A method of archiving an original set of data createdby a file system, the method comprising: at a first time, identifyingone or more redundant data objects within the original set of data andcreating a copy of the original set of data that does not include theidentified one or more redundant data objects, wherein the identifyingis based on cryptographically and substantially unique identifiers ofdata objects in the original set of data, wherein the cryptographicallyand substantially unique identifiers are based on content of the dataobjects in the original set, and, wherein identifying includes searchingan index of the cryptographically and substantially unique identifiers;appending at least one header file to the beginning of the copy of theoriginal set of data to create an archive copy, before a second timethat is after the first time, wherein the at least one header fileincludes the cryptographically and substantially unique identifiers ofthe data objects of the copy of the original set of data; at the secondtime after the first time, encrypting or compressing the copy of theoriginal set of data; and at a third time after the first time and thesecond time, transferring the archive copy to a secondary storagedevice, wherein the archive copy is stored in the secondary storagedevice in a geographical located separated from the file system, whereinthe archive copy is to be stored for a longer period of time than theoriginal set of data, wherein the archive copy is in a format thatdiffers from a format of the original set of data, and wherein datawithin the archive copy cannot be used by applications that created theoriginal set of data without first decrypting, decompressing orconverting the data within the archive copy.
 8. The method of claim 7,wherein identifying one or more redundant data objects includes:computing a hash value for each data object to be archived; andcomparing each of the hash values of the data objects.
 9. The method ofclaim 7 further comprising: at the first time, computing a hash valuefor each data object to be archived and storing the computed hash valuesin a table to be checked for determining data redundancies.
 10. Themethod of claim 7, wherein the original set of data is a production copyof a set of data that is for primary use by users of the set of data.11. The method of claim 7, wherein at the second time, both encryptingand compressing the copy of the original set of data.
 12. The method ofclaim 7, wherein the data storage medium is magnetic tape, and whereinmagnetic tape stores the archive copy along with the at least one headerfile, wherein the at least one header file is an initial index of thedata stored in the archive copy.
 13. The method of claim 7, furthercomprising: at a fourth time, later than the third time, receiving arequest from a user that identifies content to be searched in thearchive copy, and at a fifth time, later than the fourth time, searchinga content index of data stored in the archive copy, and wherein thearchive copy is stored on magnetic tape.
 14. At least one non-transitorycomputer-readable medium storing instructions that, when executed by atleast one data processing device, causes the creation of a copy of aproduction volume of data for archiving the production volume,comprising: receiving or accessing two or more secondary copies of theproduction volume of the data, wherein the two or more secondary copiesinclude multiple instances of one or more data objects within the volumeof data; creating or accessing an index of cryptographically andsubstantially unique identifiers of each data object within the two ormore secondary copies of the production volume; identifying multipleinstances of the one or more data objects using the index ofcryptographically and substantially unique identifiers; storing the datafrom the two or more secondary copies into an archive copy, wherein thestored data includes only one instance for at least one data objecthaving multiple instances, wherein the stored data includes at leastpart of the index of cryptographically and substantially uniqueidentifiers in a header file that is at a beginning of the archive copy;encrypting or compressing the data stored within the archive copy,wherein the archive copy is for storing data for a longer period of timethan the two or more secondary copies; and after encrypting orcompressing, transferring the archive copy to a secondary storagedevice.
 15. The at least one non-transitory computer-readable medium ofclaim 14, wherein storing the data from the two or more secondary copiesinto the archive copy includes storing the one instance of the at leastone data object in a first location within the archive copy and storinginformation related to other instances of the at least one data objectin a second location within the archive copy, wherein the archive copyis stored on magnetic tape, and wherein the header file at the beginningof the magnetic tape is read first when the magnetic tape is mounted.16. The at least one non-transitory computer-readable medium of claim14, further comprising: receiving a request from a user that identifiescontent to be searched in the archive copy, searching a content index ofdata stored in the archive copy, and wherein the archive copy is storedon magnetic tape, wherein the header file at the beginning of themagnetic tape is read first when the magnetic tape is mounted.
 17. Theat least one non-transitory computer-readable medium of claim 14,wherein encrypting or compressing the data includes both encrypting andcompressing the data stored within the archive copy.
 18. The at leastone data storage system of claim 1, wherein the header file is stored atthe beginning of sequential storage media with the archive copy, andwherein the header file includes the cryptographically and substantiallyunique identifiers for all the multiple data files within the subset ofdata.
 19. The at least one data storage system of claim 1, wherein thedata store subsystem includes a magnetic tape, an optical disk, or auniversal serial bus (USB) device.
 20. The at least one data storagesystem of claim 3, wherein the request is an electronic discovery(e-discovery) request.